-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, UgXpVCfeKvC1Wd24uvF0YoivfgkR8Om3Y2dTq7v1dOGJ0AFpXt1bKmIxSsaeubLn DLD19TDtYK64rBeNhpty1w== 0000950123-11-009083.txt : 20110204 0000950123-11-009083.hdr.sgml : 20110204 20110204111257 ACCESSION NUMBER: 0000950123-11-009083 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20110204 DATE AS OF CHANGE: 20110204 GROUP MEMBERS: EDGEHILL MULTI STRATEGY MASTER FUND, LTD. GROUP MEMBERS: JASON MANN GROUP MEMBERS: WILLIAM BRADFORD TODD WHITE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: EVERGREEN ENERGY INC CENTRAL INDEX KEY: 0000912365 STANDARD INDUSTRIAL CLASSIFICATION: BITUMINOUS COAL & LIGNITE SURFACE MINING [1221] IRS NUMBER: 841079971 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-48425 FILM NUMBER: 11573046 BUSINESS ADDRESS: STREET 1: 1225 17TH STREET STREET 2: SUITE 1300 CITY: DENVER STATE: CO ZIP: 80202 BUSINESS PHONE: 3032932992 MAIL ADDRESS: STREET 1: 1225 17TH STREET STREET 2: SUITE 1300 CITY: DENVER STATE: CO ZIP: 80202 FORMER COMPANY: FORMER CONFORMED NAME: KFX INC DATE OF NAME CHANGE: 19940316 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: EdgeHill Partners CENTRAL INDEX KEY: 0001511825 IRS NUMBER: 000000000 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 2 BLOOR STREET EAST STREET 2: SUITE 2102 CITY: TORONTO ONTARIO STATE: Z4 ZIP: M4W 1A8 BUSINESS PHONE: 416 360 0315 MAIL ADDRESS: STREET 1: 2 BLOOR STREET EAST STREET 2: SUITE 2102 CITY: TORONTO ONTARIO STATE: Z4 ZIP: M4W 1A8 SC 13G 1 k50016sc13g.htm SC 13G sc13g

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

SCHEDULE 13G

Under the Securities Exchange Act of 1934
(Amendment No.      )

Evergreen Energy Inc.
(Name of Issuer)
Common Stock
(Title of Class of Securities)
30024B203
(CUSIP Number)
January 25, 2011
(Date of Event Which Requires Filing of this Statement)

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

     o Rule 13d-1(b)

     þ Rule 13d-1(c)

     o Rule 13d-1(d)

* The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 
 


 

                     
CUSIP No.
 
30024B203 
 

 

           
1.   NAMES OF REPORTING PERSONS.

Edgehill Partners
     
     
2.   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)

  (a)   o
  (b)   o
     
3.   SEC USE ONLY
   
   
     
4.   CITIZENSHIP OR PLACE OF ORGANIZATION:
   
  Ontario, Canada
       
  5.   SOLE VOTING POWER:
     
NUMBER OF   0
       
SHARES 6.   SHARED VOTING POWER:
BENEFICIALLY    
OWNED BY   2,170,923
       
EACH 7.   SOLE DISPOSITIVE POWER:
REPORTING    
PERSON   0
       
WITH: 8.   SHARED DISPOSITIVE POWER:
     
    2,170,923
     
9.   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON:
   
  2,170,923
     
10.   CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
   
  o
     
11.   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9):
   
  8.3%
     
12.   TYPE OF REPORTING PERSONS (SEE INSTRUCTIONS):
   
  FI


 

                     
CUSIP No.
 
30024B203 
 

 

           
1.   NAMES OF REPORTING PERSONS.

Edgehill Multi Strategy Master Fund, Ltd.
     
     
2.   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)

  (a)   o
  (b)   o
     
3.   SEC USE ONLY
   
   
     
4.   CITIZENSHIP OR PLACE OF ORGANIZATION:
   
  Cayman Islands
       
  5.   SOLE VOTING POWER:
     
NUMBER OF   0
       
SHARES 6.   SHARED VOTING POWER:
BENEFICIALLY    
OWNED BY   2,112,923
       
EACH 7.   SOLE DISPOSITIVE POWER:
REPORTING    
PERSON   0
       
WITH: 8.   SHARED DISPOSITIVE POWER:
     
    2,112,923
     
9.   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON:
   
  2,112,923
     
10.   CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
   
  o
     
11.   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9):
   
  8.1%
     
12.   TYPE OF REPORTING PERSONS (SEE INSTRUCTIONS):
   
  FI


 

                     
CUSIP No.
 
30024B203 
 

 

           
1.   NAMES OF REPORTING PERSONS.

William Bradford Todd White
     
     
2.   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)

  (a)   o
  (b)   o
     
3.   SEC USE ONLY
   
   
     
4.   CITIZENSHIP OR PLACE OF ORGANIZATION:
   
  Ontario, Canada
       
  5.   SOLE VOTING POWER:
     
NUMBER OF   0
       
SHARES 6.   SHARED VOTING POWER:
BENEFICIALLY    
OWNED BY   2,170,923
       
EACH 7.   SOLE DISPOSITIVE POWER:
REPORTING    
PERSON   0
       
WITH: 8.   SHARED DISPOSITIVE POWER:
     
    2,170,923
     
9.   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON:
   
  2,170,923
     
10.   CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
   
  o
     
11.   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9):
   
  8.3%
     
12.   TYPE OF REPORTING PERSONS (SEE INSTRUCTIONS):
   
  IN


 

                     
CUSIP No.
 
30024B203 
 

 

           
1.   NAMES OF REPORTING PERSONS.

Jason Mann
     
     
2.   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)

  (a)   o
  (b)   o
     
3.   SEC USE ONLY
   
   
     
4.   CITIZENSHIP OR PLACE OF ORGANIZATION:
   
  Ontario, Canada
       
  5.   SOLE VOTING POWER:
     
NUMBER OF   0
       
SHARES 6.   SHARED VOTING POWER:
BENEFICIALLY    
OWNED BY   2,170,923
       
EACH 7.   SOLE DISPOSITIVE POWER:
REPORTING    
PERSON   0
       
WITH: 8.   SHARED DISPOSITIVE POWER:
     
    2,170,923
     
9.   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON:
   
  2,170,923
     
10.   CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
   
  o
     
11.   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9):
   
  8.3%
     
12.   TYPE OF REPORTING PERSONS (SEE INSTRUCTIONS):
   
  IN


 

Item 1. (a)   Name of Issuer: Evergreen Energy Inc.
Item 1. (b)   Address of Issuer’s Principal Executive Offices: 1225 17th Street, Suite 1300 Denver, Colorado, 80202
Item 2. (a)   Name of Person Filing:
     This Schedule 13G is being filed by Edgehill Partners (“Edgehill Partners”), Edgehill Multi Strategy Master Fund, Ltd. (“Edgehill Fund”), William Bradford Todd White (“Mr. White”), and Jason Mann (“Mr. Mann”) with regard to common stock and securities convertible into common stock of Evergreen Energy Inc., a Delaware corporation (the “Issuer”). Edgehill Fund is an offshore fund organized as an Exempted Company under the laws of the Cayman Islands. The investments of Edgehill Fund are managed by Edgehill Partners, a partnership organized under the laws of Ontario, Canada. Edgehill Fund can remove Edgehill Partners as the manager of the Edgehill Fund upon six-months advance written notice. As of the date of signing of this report, Edgehill Partners, as the manager of the Edgehill Fund, has the shared power to vote and dispose or direct the disposition of 2,112,923 shares of common stock (or securities convertible into common stock) of the Issuer owned by Edgehill Fund. As of the date of signing of this report, Edgehill Partners also has the shared power to vote and dispose or direct the disposition of 58,000 shares of common stock of the Issuer owned by another account that it manages. The power to vote and dispose or direct the disposition of the securities of the issuer on behalf of Edgehill Partners is vested in Mr. White and Mr. Mann, as portfolio managers.
Item 2. (b)   Address of Principal Business Office or, if none, Residence:

The principal business office of Edgehill Partners, Mr. White and Mr. Mann is located at:
2 Bloor Street East, Suite 2102
Toronto, Ontario
M4W 1A8
Canada
The principal business office of Edgehill Fund is located at:
Edgehill Multi Strategy Master Fund, Ltd.
c/o Maples Corporate Services Limited
P.O. Box 309, Ugland House
Grand Cayman, KY1-1104
Cayman Islands

 


 

Item 2. (c)   Citizenship: Edgehill Partners is a partnership organized under the laws of Ontario, Canada. Edgehill Fund is an Exempted Company organized under the laws of the Cayman Islands. Mr. White and Mr. Mann are citizens of Ontario, Canada.
Item 2. (d)   Title of Class of Securities: Common Stock
Item 2. (e)   CUSIP Number: 30024B203
Item 3.   If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a: Not Applicable.
         
(a)
  o   Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o);
 
       
(b)
  o   Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);
 
       
(c)
  o   Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c);
 
       
(d)
  o   Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8);
 
       
(e)
  o   An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E);
 
       
(f)
  o   An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F);
 
       
(g)
  o   A parent holding company or control person in accordance with §240.13d-1(b)(1)(ii)(G);
 
       
(h)
  o   A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
 
       
(i)
  o   A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
 
       
(j)
  o   A non-U.S. institution in accordance with §240.13d-1(b)(1)(ii)(J).
 
       
(k)
  o   Group, in accordance with §240.13d-1(b)(1)(ii)(K).

 


 

Item 4.   Ownership
Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.
  (a)   Amount beneficially owned:
Edgehill Partners — 2,170,923
Edgehill Fund — 2,112,923
Mr. Mann — 2,170,923
Mr. White — 2,170,923
 
  (b)   Percent of class:
Edgehill Partners — 8.3%
Edgehill Fund — 8.1%
Mr. Mann — 8.3%
Mr. White — 8.3%
 
  (c)   Number of shares as to which the person has:
  (i)   Sole power to vote or to direct the vote:
Edgehill Partners — 0
Edgehill Fund — 0
Mr. Mann — 0
Mr. White — 0
 
  (ii)   Shared power to vote or to direct the vote:
Edgehill Partners — 2,170,923
Edgehill Fund — 2,112,923
Mr. Mann — 2,170,923
Mr. White — 2,170,923
 
  (iii)   Sole power to dispose or to direct the disposition of:
Edgehill Partners — 0
Edgehill Fund — 0
Mr. Mann — 0
Mr. White — 0
 
  (iv)   Shared power to dispose or to direct the disposition of:
Edgehill Partners — 2,170,923
Edgehill Fund — 2,112,923
Mr. Mann — 2,170,923
Mr. White — 2,170,923

 


 

Item 5.   Ownership of Five Percent or Less of a Class
If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following o. Not Applicable.
Item 6.   Ownership of More than Five Percent on Behalf of Another Person
     Not applicable
Item 7.   Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person
     Not Applicable.
Item 8.   Identification and Classification of Members of the Group
     Not Applicable.
Item 9.   Notice of Dissolution of Group
     Not Applicable.
Item 10.   Certifications
     By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.

 


 

SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
Dated: February 4, 2011
         
  Edgehill Partners
 
 
  By:   /s/ William Bradford Todd White    
    William Bradford Todd White, Chief Executive Officer   
       
  Edgehill Multi Strategy Master Fund, Ltd.
 
 
  By:   /s/ William Bradford Todd White    
    William Bradford Todd White, Director   
       
         
  /s/ William Bradford Todd White    
  William Bradford Todd White, Individually   
     
  /s/ Jason Mann    
  Jason Mann, Individually   
     

 


 

         
Joint Filing Agreement Pursuant to Rule 13d-1
     This agreement is made pursuant to Rule 13d-1(k)(1) under the Securities and Exchange Act of 1934 (the “Act”) by and among the parties listed below, each referred to herein as a “Joint Filer”. The Joint Filers agree that a statement of beneficial ownership as required by Sections 13(g) or 13(d) of the Act and the Rules thereunder may be filed on each of their behalf on Schedule 13G or Schedule 13D, as appropriate, and that said joint filing may thereafter be amended by further joint filings. The Joint Filers state that they each satisfy the requirements for making a joint filing under Rule 13d-1.
Dated: February 4, 2011
         
  Edgehill Partners
 
 
  By:   /s/ William Bradford Todd White    
    William Bradford Todd White, Chief Executive Officer   
       
  Edgehill Multi Strategy Master Fund, Ltd.
 
 
  By:   /s/ William Bradford Todd White    
    William Bradford Todd White, Director   
       
         
  /s/ William Bradford Todd White    
  William Bradford Todd White, Individually   
     
  /s/ Jason Mann    
  Jason Mann, Individually   
     
 

 

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